How We Work with Professionals
Whether you are a branch office primarily offering investment services or process the occasional securities sales with a focus outside the securities industry (insurance, tax consulting, ect), The Tavenner Company may be the right firm to register your securities license. We have no minimum production requirement, low fees, and clear supervisory procedures developed to meet the standards of FINRA, SEC and State regulations.
If you are looking for more personal attention and support, the firm's principals have a combined 74 years of securities experience. Our account opening and servicing processes were developed through the principals' own client account experiences, and have a balanced focus on convenience, simplicity, and regulatory compliance.
Investment advisory services are offered through our affiliated RIA firm, Tavco Financial Advisory, LLC. Tavco works with several third party money managers including but not limited to Orion, BTS, CLS, ePlans, Principal, PTS and TAMP Advisory Solutions, LLC. Insurance brokerage services are offered through affiliated firm, The Tavenner Agency, which focuses on individual life, annuity, disability and long term care insurance.
If you would like to learn more, please complete our rep inquiry and consent form listed below. Completion of this form will permit the firm to review your securities licenses and registrations on FINRA's CRD system. Review of this information will help us determine if we can support you securities activity.
What To Talk First?
If you are not quit sure you are ready to submit your information to us, we'd like to suggest a personal call with the President and COO of the firm, Tom Tavenner. Tom is second generation, sole own of our BD, RIA, and BGA firms. He would be happy to answer your questions and share more details about our process. Please call him directly at 937-299-9663.
You may also send request for Tom to contact you by following the below link. Please be sure to add your contact number in message section, and indicate you'd like to learn more about joining our firm.